Search Result

61 - 80 of 1131 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction