Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

FEES 4.4 Information on which fees are calculated

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 19.23 Electronic Money Regulations 2011

COND 2.5 Suitability

SUP 5.5 Duties of firms

SYSC 4.8

EG 4.10 The timeframe for responding to information and document requirements

DEPP 6.2 Deciding whether to take action

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 19.21 The conduct of investigations under the Payment Services Regulations

SUP 10C.11 Statements of responsibilities

SUP 8.6 Publication of waivers

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.30 The Mortgage Credit Directive Order

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 15.3 General notification requirements

EG 2.2 Case selection and referral criteria

APER 4.4 Statement of Principle 4

SUP 10C.9 Minimising overlap with the PRA approved persons regime