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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?