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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading