Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

…

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

…

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 9.2 Credit institutions providing account information services or payment initiation services

BIPRU 7.9 Use of a CAD 1 model

CONC 2.5 Conduct of business: credit broking

MCOB 13.8 Home purchase plans

MCOB 11.6 Responsible lending and financing

DTR 2.7 Dealing with rumours

COLL 6.2 Dealing

COLL 7.6 Schemes of arrangement

PERG 5.12 Link between activities and the United Kingdom

CREDS 2.1 Application and purpose

COLL 4.3 Approvals and notifications

COLL 3.2 The instrument constituting the fund

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs