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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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COLL 6.11 Risk control and internal reporting

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

ICOBS 3.1 Distance marketing

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

PERG 5.11 Other aspects of exclusions

DTR 4.1 Annual financial report

MCOB 3A.1 Application and purpose

PERG 13.7 The territorial application of MiFID [deleted]

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

EG 3.7 Investigations to assist overseas authorities (section 169)

BIPRU 8.8 Advanced prudential calculation approaches

ICOBS 1.1 The general application rule

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products