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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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