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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

As Published: 2004

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

As Published: 2016

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds