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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities