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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COBS 3.8 Policies, procedures and records

As Published: 2007

COBS 3.8 Policies, procedures and records

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Similar To

REC 3.21 Criminal offences and civil prohibitions

DTR 2.2 Disclosure of inside information

EG 11.3 The FCA’s choice of powers

DEPP 6.4 Financial penalty or public censure

BIPRU 13.7 Contractual netting

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

COBS 4.13 UCITS

COBS 2.5 Optional additional products

COBS 20.1A The with-profits fund

CREDS 2.1 Application and purpose

PERG 4.13 Other exemptions

COLL 8.1 Introduction

PERG 8.23 Regulated activities

BIPRU 13.8 Securities financing transactions

FEES 6.2 Exemption

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]