Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.4 Title and registers

SYSC 22.6 Giving and updating references: additional rules and guidance

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

SUP 16.21 Reporting under the MCD Order for CBTL firms

PERG 9.4 Collective investment scheme (section 235 of the Act)

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

DTR 4.1 Annual financial report

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

RCB 2.3 Determination of registration

PR 5.6 Miscellaneous

REC 6.6 Supervision

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 16.13 Reporting under the Payment Services Regulations

CASS 1A.2 CASS firm classification

COLL 11.1 Introduction

PERG 4.2 Introduction

SYSC 22.3 Drafting the reference and the request for a reference

EG 10.5 Section 198: the FCA’s policy [deleted]

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)