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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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