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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements