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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 16.14 Client money and asset return

CONC 7.6 Exercise of continuous payment authority

MAR 1.3 Insider dealing

SUP 16.22 Reporting under the Payment Accounts Regulations

DTR 3.1

EG 2.15 Decision making in the context of regulatory enforcement action

PERG 4.4 What is a regulated mortgage contract?

COND 1.1A Application

CASS 7A.3 Secondary pooling events

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)