Search Result

561 - 580 of 1321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers