Search Result

521 - 540 of 1405 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345