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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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