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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]