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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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Similar To

SUP 16.3 General provisions on reporting

FEES 4.4 Information on which fees are calculated

EG 2.15 Decision making in the context of regulatory enforcement action

EG 10.1 Introduction

DTR 1.4 Suspension of trading

BIPRU 7.10 Use of a Value at Risk Model

SYSC 4.6

SUP 4.3 Appointment of actuaries

COND 2.3 Effective supervision

REC 3.15 Suspension of services and inability to operate facilities

COND 2.5 Suitability

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 6.7 Notification rules for overseas recognised bodies

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative