Search Result

521 - 540 of 1559 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

COND 1.1A Application

As Published: 2013

COND 1.1A Application

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application