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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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FEES 13.1 Application and purpose

CASS 7.11 Treatment of client money

PERG 13.1 Introduction

REC 2.16B Operation of a data reporting service

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SYSC 8.1 General outsourcing requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]