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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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