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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

As Published: 2011

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 1.1 Application

As Published: 2005

REC 1.1 Application