Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

…

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

…

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 9.4 Facilities in the United Kingdom for schemes recognised under section 272 of the Act

IPRU-INV 5.4 Financial resources requirement

SUP 15.8 Notification in respect of particular products and services

PERG 2.8 Exclusions applicable to particular regulated activities

REC 2.3 Financial resources

BIPRU 8.6 Consolidated capital resources

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 7.3 Does the activity require authorisation?

PERG 8.8 Having an effect in the United Kingdom

ICOBS 3.2 E-Commerce

SUP 10C.8 The other local responsibility function (SMF22)

COLL 11.4 Depositaries

PERG 5.4 The business test

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy