Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

…

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

…

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 7.1 Application and purpose

PERG 6.6 The factors

MCOB 6A.1 Application and purpose

INSPRU 8.2 Special provisions for Lloyd's

MIPRU 3.2 Professional indemnity insurance requirements

CREDS 8.2 Reporting requirements

CONC 3.4 Risk warning for high-cost short-term credit

MCOB 3A.4 Qualifying credit financial promotions

MCOB 2.5 Reliance on others

SUP 16.9 Appointed representatives annual report

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 1.2 Purpose, status and quotations, notes or references

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 8.2 Use of the own-initiative variation of approval power: general

MAR 10.1 Application

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

MCOB 3A.9 Systems and controls

COLL 3.2 The instrument constituting the fund

COND 2.7 Business model