Search Result

201 - 220 of 816 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

…

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

…

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

…

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

…

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

…

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

…

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

…

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

…