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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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Similar To

FIT 2.3 Financial soundness

SYSC 19D.3 Remuneration principles

APER 4.3 Statement of Principle 3

EG 12.2 FCA cautions

APER 1.2 Purpose

EG 9.1 Introduction

SUP 10A.2 Purpose

REC 3.1 Application and purpose

APER 3.2 Factors relating to all Statements of Principle

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

MAR 4.4 Exceptions

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 4.12 Search and seizure powers

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

MAR 9.4 Supervisory regime

EG 2.7 Sources of cases

REC 6.1 Introduction and legal background

REC 4.9 Disciplinary measures

EG 19.18 Counter-Terrorism Act 2008