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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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EG 2.13 Late reporting or non-submission of reports to the FCA

ICOBS 6A.2 Optional additional products

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

CONC 2.2 General principles for credit-related regulated activities

SUP 11.8 Changes in the circumstances of existing controllers

MCOB 9.3 Pre-application disclosure

SUP 6.1 Application, interpretation and purpose

PERG 5.4 The business test

TC App 6.1 Accredited bodies

MAR 5A.8 Reporting requirements

EG 4.4 Appointment of additional investigators

EG 2.3 Case selection: Threshold Conditions cases

EG 12.4 Liaison with other prosecuting authorities