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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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