Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

…

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

CONC 11.1 The right to cancel

MCOB 8.5A Advised sales

PRIN 3.1 Who?

COBS 11.4 Client limit orders

CASS 9.3 Prime brokerage agreement disclosure annex

COBS 2.1 Acting honestly, fairly and professionally

DISP App 1.6 Valuing Relevant Benefits

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

PERG 5.14 Exemptions

COLL 1.2 Types of authorised fund

COLL 7.6 Schemes of arrangement

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 5A.5 Consequences of contravention of the cost caps

DISP 3.3 Dismissal without consideration of the merits and test cases

MAR 9.2 Authorisation and verification

INSPRU 7.1 Application

REC 2.8 Settlement and clearing facilitation services

FEES 4.1 Introduction