Search Result

661 - 680 of 1371 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

…

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

…

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

…

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

…

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

…

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

…

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

…

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

…