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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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Similar To

SUP 10C.9 Minimising overlap with the PRA approved persons regime

DTR 6.3 Dissemination of information

PRIN 3.2 What?

PERG 8.8 Having an effect in the United Kingdom

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COBS 2.4 Agent as client and reliance on others

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

COCON 1.2 Investments

PERG 2.3 The business element

SYSC 6.2 Internal audit

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative