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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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PERG 8.4 Invitation or inducement

SUP 15.3 General notification requirements

COLL 8.5 Powers and responsibilities

REC 4.7 The section 297 power to revoke recognition

DTR 1C.1 Application and purpose (Primary information providers)

PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

COND 2.5 Suitability

MAR 10.5 Other reporting, notifications and information requirements

EG 19.15 The conduct of investigations under the Money Laundering Regulations

PERG 8.37 AIFMD Marketing

SUP 3.8 Rights and duties of auditors

SUP 3.10 Duties of auditors: notification and report on client assets

REC 5.2 Application process

SUP 10C.14 Changes to an FCA-approved person’s details

COLL 6.12 Risk management policy and risk measurement

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 9.9 The effect of the FCA’s decision to withdraw approval

GEN 2.2 Interpreting the Handbook

CASS 7.19 Clearing member client money sub-pools