Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.12 Appointed representatives

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 10C.8 The other local responsibility function (SMF22)

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SYSC 18.3 Internal arrangements

PERG 8.22 The Internet

EG 19.35 Data Reporting Services Regulations 2024

DEPP 3.2 The operation of the RDC

REC 4.2A Publication of information by UK RIEs and RAPs

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COND 2.2 Location of offices

GEN 5.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SUP App 3.6 Freedom to provide services

SYSC 4.2 Persons who effectively direct the business

COCON 2.3 Firms: training and breaches

PERG 8.17A Financial promotions concerning insurance distribution activities

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]