Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

…

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

…

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

…

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

…

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 12.4 Stress testing and contingency funding

DTR 1A.2 Modifying rules and consulting the FCA

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

PERG 7.4 Does the article 54 exclusion apply?

TC 1.1 Who, what and where?

BIPRU 7.5 Foreign currency PRR

PERG 10.1 Background

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SUP 10A.10 Customer-dealing functions

SUP 4.1 Application