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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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REC 3.18 Membership

DTR 8.3 Criteria for approval as a primary information provider

MCOB 2.7A E-Commerce

FEES 13.1 Application and purpose

CONC 2.8 E-commerce

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

CASS 11.11 Records, accounts and reconciliations

SYSC 4.9

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]