Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.6 Compliance reports

DTR 5.8 Procedures for the notification and disclosure of major holdings

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

CONC 2.7 Distance marketing

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

DISP 1.10B Payment services and electronic money complaints reporting

SUP 10C.12 Conditional and time-limited approvals

COLL 13.1 Introduction

SUP 8.1 Application and purpose

COND 2.4 Appropriate resources

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

MCOB 1.3 General application: where?