Search Result

401 - 420 of 1473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy