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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES