Search Result

41 - 60 of 648 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SYSC 4.6

As Published: 2015

SYSC 4.6

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SYSC 5.2

As Published: 2015

SYSC 5.2

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SYSC 1.4 Application of SYSC 11 to 28A

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28A

PERG 13.2 General

As Published: 2011

PERG 13.2 General

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services