Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

…

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 7.2 Effects of cancellation

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 21.1 Form of waiver for energy market participants

PERG 9.1 Application and Purpose

EG 15.1 Introduction

SYSC 2.1 Apportionment of Responsibilities

PERG 5.1 Application and purpose

COND 2.2 Location of offices

SYSC 4.5

REC 3.16 Information technology systems

SUP 3.3 Appointment of auditors

COBS 14.2 Providing product information to clients

REC 4.6 The section 296 power to give directions

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

IPRU-INV 12.1 APPLICATION AND PURPOSE

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 6A.2 Removal of passport rights from EEA market operator

SUP 4.4 Appropriate actuaries

PERG 1.5 What other guidance about the perimeter is available from the FCA?