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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

…

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Similar To

ICOBS 7.2 Effects of cancellation

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

SUP 10C.12 Conditional and time-limited approvals

MCOB 6.2 Purpose

MCOB 6A.1 Application and purpose

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DISP App 3.7A Approach to redress at step 2

MCOB 5.2 Purpose

APER 4.2 Statement of Principle 2

EG 12.1 The FCA’s general approach

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 10C.13 Variation of conditional and time-limited approvals