Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

…

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

…

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 1.1 Application

CREDS 3A.4 Insurance against fraud or other dishonesty

PERG 6.5 General principles

CONC 3.3 The clear fair and not misleading rule and general requirements

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

REC 2A.3 Guidance on RAP recognition requirements

REC 2.8 Settlement and clearing facilitation services

DTR 6.2 Filing information and use of language

COLL 7.6 Schemes of arrangement

PERG 4.1 Application and purpose

COLL 11.2 Approval of a feeder UCITS

PERG 9.3 The definition

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products