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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SYSC 4.9

As Published: 2015

SYSC 4.9

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

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GEN 1.2 Referring to approval by the FCA

MAR 10.1 Application

LR 10.5 Class 1 requirements

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

EG 2.5 Cases where other authorities have an interest

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 15.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 4.10 The timeframe for responding to information and document requirements

LR 10.7 Transactions by specialist companies

EG 7.9 Suspensions of voting rights

REC 3.19 Investigations

MAR 9.4 Supervisory regime

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]