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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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Effective Period

Similar To

DTR 1.4 Suspension of trading

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SUP 16.3 General provisions on reporting

FEES 4.4 Information on which fees are calculated

SYSC 4.6

EG 2.15 Decision making in the context of regulatory enforcement action

EG 10.1 Introduction

BIPRU 7.10 Use of a Value at Risk Model

REC 3.15 Suspension of services and inability to operate facilities

SUP 4.3 Appointment of actuaries

COND 2.3 Effective supervision

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative