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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 8.6 Publication of waivers

CONC 10.3 Calculation of prudential resources

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DISP 1.3 Complaints handling rules

EG 6.2 Publicity during, or upon the conclusion of regulatory action

COLL 9.4 Facilities in the United Kingdom

PERG 10.5 Employers and affinity groups (such as trade unions)

MAR 10.3 Position management controls

PERG 10.4 Pension scheme service providers other than trustees

PERG 16.6 Exclusions

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

FEES 5.9 [deleted]

BIPRU 9.1 Application and purpose

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products