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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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REC 2A.3 Guidance on RAP recognition requirements

PERG 8.28 Advice or information

REC 2.12 Availability of relevant information and admission of financial instruments to trading

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

MCOB 3A.1 Application and purpose

MCOB 9.3 Pre-application disclosure

COLL 6.7 Payments

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 10.3 Pension Scheme Trustees

SYSC 10A.1 Application

BIPRU 13.8 Securities financing transactions

CASS 5.8 Safe keeping of client's documents and other assets

SUP 10A.7 FCA required functions

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 18.1 Cancellation on the FCA’s own-initiative

DEPP 7.1 Application and purpose

EG 14.2 Choice of powers