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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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Similar To

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FEES App 1.2 Periodic Fees

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 4.4 Complaints

LR 4.4 Miscellaneous

DEPP 6.7 Discount for early settlement

APER 4.4 Statement of Principle 4

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 8.4 Invitation or inducement

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 11.8 Changes in the circumstances of existing controllers

SUP 4.2 Purpose

SUP App 3.6 Freedom to provide services

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]