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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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