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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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Similar To

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 4.13 UCITS

BIPRU 7.7 Position risk requirements for collective investment undertakings

COLL 11.5 Auditors

LR 15.5 Transactions

CREDS 2.2 General provisions

CASS 5.5 Segregation and the operation of client money accounts

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 7.10 Use of a Value at Risk Model

REC 2.5 Systems and controls, algorithmic trading and conflicts